SIPC and Additional Insurance Coverage

Hennion & Walsh is a Member of SIPC, which protects securities customers of its members up to $500,000 (including $250,000 for claims for cash). Explanatory brochure available upon request or at www.sipc.org.

Excess Coverage Maintained by First Clearing

First Clearing maintains a program of additional protection. For clients who have received the full SIPC payout limit, First Clearing’s policy provides additional coverage above the SIPC limits for any missing securities and cash in client brokerage accounts up to a First Clearing aggregate limit of $1 billion (including up to $1.9 million for cash per client).

SIPC and Additional Insurance Coverage do not protect against losses from the rise and fall in the market value of investments, and does not cover all assets.